Investment Management Secondment Services
By Practitioners for Practitioners
Experienced investment professionals can operate within Finex LLP’s regulated framework through a structured secondment arrangement, supported by governance, compliance oversight and operational infrastructure.
Finex LLP can consider experienced portfolio managers, investment advisers and investment teams seeking to operate within Finex LLP’s regulated framework through a structured secondment arrangement.
Finex LLP has direct experience of managing high frequency derivatives (both futures and options) all the way to private equity. Portfolios will be assessed on merit, not on Finex LLP's own preferences.
Secondees are assessed individually and remain subject to due diligence, appropriate experience and competence, regulatory permissions, role definition and suitability.
Who Can Use Investment Management Secondment?
The Secondment Process
Each proposal begins with an assessment of the investment professionals, strategy, intended activities, target clients, financial instruments and operational requirements. Where the arrangement is suitable, Finex LLP agrees the mandate, responsibilities, contractual terms and implementation timetable.
Following approval, the seconded professionals are onboarded into Finex LLP’s systems and control framework, with defined reporting lines, access rights, compliance requirements and review arrangements.
Seconded individuals have direct access to the full suite of relationships. This means all of its broker lines, custody, prime brokerage, execution and 3rd party marketing.
This extends to reporting structures for MiFIR, EMIR, SFTR and any other regulatory, corporate or commercial reporting arrangements. A full suite of support staff is available for operations, compliance and IT requirements.
Leveraging Finex LLP Relationships
Secondee Approval
Finex LLP has access to electronic background, credit and DBS checks, allowing the initial screening process to be completed quickly. Additional references or role-specific checks may be required, but once Finex LLP has completed its assessment and submitted the individual’s Directory Person details, the FCA Register will normally update within 48 hours.