Asset Management and FCA Regulatory Hosting
FCA authorised. SEC Exempt Reporting Adviser. NFA-registered Commodity Trading Adviser.
Finex LLP provides asset management, appointed representative and regulatory hosting services in the UK and internationally. Partner-led, operationally experienced and built for firms requiring credible cross-border regulatory infrastructure.
Access a team of experienced portfolio managers with a track record of managing Article 8 and Article 9 UCITS and AIFs across multiple jurisdictions, covering strategies from long/short clean technology to systematic CTA.
FCA authorised. SEC Exempt Reporting Adviser. NFA-registered Commodity Trading Adviser.
Demand more from your Asset and Investment Manager
Appointed Representative Hosting. Proven Under FCA Scrutiny
Finex underwent detailed FCA review of its principal-firm oversight without receiving action points or restrictions on taking new appointed representatives. We combine credible regulatory oversight with direct partner involvement and the practical experience of an active investment manager.
Cut through the complexities and costs of IT Regulatory Compliance
Keep costs low by being efficient, and operationally effective. We are as fanatical about efficiency as you are about your strategy. Responsible and accountable to all, regulator, client, and ourselves.